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Software patent statistics for 1994
From: David Farber <farber () central cis upenn edu>
Date: Sat, 22 Oct 1994 07:02:22 -0400
From: srctran () world std com (Gregory Aharonian) (NOTE: While the following article is about US software patent statistics in general, there are a variety of Japanese aspects to it). Last spring I predicted that 4500 software patents would be issued in 1994. As of the end of September, about 3300 patents have been issued, with one quarter of the year left, so projecting out at this point comes to 4400 patents. What follows is a list of software patents by application areas, and then a list of corporate assignees. Some observations based on having read the OG entries for all of these patents (kids - don't try this at home). First, much software patenting is being done by end-users of software (automobiles, copiers, medical equipment, industrial control, etc.) as opposed to software and hardware vendors. A disturbing trend is that US companies tend to file the software technology patents, while Japanese companies tend to file end-user application patents. There are trends here someone should investigate. In general though, I see no evidence whatsoever that the existence of software patents is impeding the growth of, or innovation in, the software industry. Lots of nuisance lawsuits, maybe, but little stiffling of boundary progress. Few things have changed in these postings. IBM is still the number one recipient of software patents (historically having 1/8 of all software patents but now slowing down to 1/9). Image processing is still the leading software application being patented due in large part to medical imaging and the Japanese copier companies. GUI/Multimedia/Graphics is still a popular area, but for the most part these patents are worthless offensively since most have cubic feet of ACM and IEEE prior art. Second, some areas of software patenting are more "hot" than others. The following list is in order of popularity when considered over a five year period from 1989 to 1994, while the numbers are only for 1994. For example, network/communications patents in 1994 is more active than operating systems, while traditionally it has been less active. In this light, networking, medical, automobile, office automation and music are "hot", while AI, word processing, and database are "cold". Examining such patent trends is a good way to discover new software niches to invest R&D money in (though if you are going to do so, learn Japanese). Third, at least 25% of these patents should have some or all of their claims disallowed based on prior art grounds. Admittedly having the only large software prior art database, I can provide the supporting evidence for proving such under MPEP rules, and hopefully someday the PTO examiners will be given access to similar databases and search systems. But for the time being, a lot of software patents are being issued that shouldn't be, patents that will lead to lots of expensive and costly nuisance infringement lawsuits. Based on sparse data, I estimate that hundreds of software patent lawsuits are being filed based on software patents from the mid-1970's to mid-1980's, when only one-tenth the number of software patents were being issued as are now. Expect the lawsuits to scale similarly, especially as people salivate over the potential high stakes possible as seens in the STAC versus Microsoft case (though maybe dampened by the eventually dismissal of Billing's suit against Novell). Keep me in mind if you get sued :-) I have a report for sale with pages of statistics on software patents, for those who want details of these trends, all of which will continue into 1995. Greg Aharonian Internet Patent News Service (for subscription info, send 'help' to patents () world std com ) (for prior art search services info, send 'prior' to patents () world std com ) (for WWW patent searching, try http://sunsite.unc.edu/patents/intropat.html ) ==================== Patent counts by application classification for patents awarded January to October 1994 (total = 3334) 464 Image processing 304 Operating systems 299 Process/numerical control 385 Networks/communications 236 Graphics 174 Graphical user interface 134 Database 189 Engineering 62 Artificial intelligence 95 Word processing 114 Financial / management 112 Computer aided software engineering 208 Medical 100 CAE / Circuit Design 104 CAD / Computer aided design 111 Security 147 Signal processing 68 Neural networks 61 Compression 150 Automobiles 30 Geophysical 38 Numerical analysis 47 Multiprocessing 64 Speech recognition/synthesis 105 Office automation 45 Natural language analysis 42 Character recognition 70 Distributed processing 65 Navigation 64 Pattern recognition 41 Biology 40 Algorithms 27 Simulation 65 Robotics 35 Fuzzy logic 38 Object oriented programming 77 Physics 25 Vision 18 Parallel programming 49 Music 35 Chemistry 23 Education 28 Games 7 Spreadsheets 4 Biotechnology 14 Virtual reality Leading corporate software patent assignees for patents awarded January to October 1994 (total = 3334) (* = Japanese company) 299 IBM 138 *Hitachi 88 DEC 80 Xerox & Fuji Xerox 77 *Toshiba 75 Hewlett-Packard 61 ATT Bell Laboratories 53 *Fujitsu 49 *Matsushita Electric Industrial 48 *Mitsubishi Denki Kabushiki Kaisha 48 *Canon Kabushiki Kaisha 47 Motorola 40 *Ricoh 36 General Electric 34 *Fanuc 32 *NEC 30 Eastman Kodak 29 *Sharp Kabushiki Kaisha 23 Intel 23 *Brother Kogyo Kabushiki Kaisha 22 *Yamaha 20 Sun Microsystems 20 *Sony 18 Siemens Aktiengesellschaft 18 Hughes Aircraft 17 *Honda 17 Bell Communications Research 16 Samsung Electronics 16 Texas Instruments 16 U.S. Navy 16 Westinghouse Electric 15 Honeywell 15 Apple Computer 14 *Fuji Photo Film 14 *Casio Computer 12 Unisys 11 E. I. Du Pont de Nemours 11 Picker International 11 *Zexel 11 *Nissan Motor 11 *Dainippon Screen Manufacturing 10 Microsoft 9 Ford Motor 9 *Konica 8 Compaq Computer 8 VLSI Technology 8 *Pioneer Electronic 8 Pitney Bowes 8 Schlumberger Technology 8 *Seiko Epson 8 *Toyota Jidosha Kabushiki Kaisha
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