Interesting People mailing list archives

Software patent statistics for 1994


From: David Farber <farber () central cis upenn edu>
Date: Sat, 22 Oct 1994 07:02:22 -0400

From: srctran () world std com (Gregory Aharonian)


(NOTE: While the following article is about US software patent statistics
in general, there are a variety of Japanese aspects to it).




     Last spring I predicted that 4500 software patents would be issued in
1994.  As of the end of September, about 3300 patents have been issued, with
one quarter of the year left, so projecting out at this point comes to 4400
patents.  What follows is a list of software patents by application areas,
and then a list of corporate assignees.


     Some observations based on having read the OG entries for all of these
patents (kids - don't try this at home).  First, much software patenting is
being done by end-users of software (automobiles, copiers, medical equipment,
industrial control, etc.) as opposed to software and hardware vendors.  A
disturbing trend is that US companies tend to file the software technology
patents, while Japanese companies tend to file end-user application patents.
There are trends here someone should investigate.  In general though, I see
no evidence whatsoever that the existence of software patents is impeding
the growth of, or innovation in, the software industry.  Lots of nuisance
lawsuits, maybe, but little stiffling of boundary progress.


     Few things have changed in these postings.  IBM is still the number one
recipient of software patents (historically having 1/8 of all software patents
but now slowing down to 1/9).  Image processing is still the leading software
application being patented due in large part to medical imaging and the
Japanese copier companies.  GUI/Multimedia/Graphics is still a popular area,
but for the most part these patents are worthless offensively since most have
cubic feet of ACM and IEEE prior art.






     Second, some areas of software patenting are more "hot" than others. The
following list is in order of popularity when considered over a five year
period from 1989 to 1994, while the numbers are only for 1994.  For example,
network/communications patents in 1994 is more active than operating systems,
while traditionally it has been less active.  In this light, networking,
medical, automobile, office automation and music are "hot", while AI, word
processing, and database are "cold".  Examining such patent trends is a good
way to discover new software niches to invest R&D money in (though if you are
going to do so, learn Japanese).






     Third, at least 25% of these patents should have some or all of their
claims disallowed based on prior art grounds.  Admittedly having the only
large software prior art database, I can provide the supporting evidence
for proving such under MPEP rules, and hopefully someday the PTO examiners
will be given access to similar databases and search systems. But for the time
being, a lot of software patents are being issued that shouldn't be, patents
that will lead to lots of expensive and costly nuisance infringement lawsuits.


    Based on sparse data, I estimate that hundreds of software patent lawsuits
are being filed based on software patents from the mid-1970's to mid-1980's,
when only one-tenth the number of software patents were being issued as are
now.  Expect the lawsuits to scale similarly, especially as people salivate
over the potential high stakes possible as seens in the STAC versus Microsoft
case (though maybe dampened by the eventually dismissal of Billing's suit
against Novell).  Keep me in mind if you get sued :-)




     I have a report for sale with pages of statistics on software patents,
for those who want details of these trends, all of which will continue into
1995.




Greg Aharonian
Internet Patent News Service
(for subscription info, send 'help' to   patents () world std com )
(for prior art search services info, send 'prior' to patents () world std com )
(for WWW patent searching, try  http://sunsite.unc.edu/patents/intropat.html )


                              ====================






             Patent counts by application classification for patents
                 awarded January to October 1994  (total = 3334)




                        464     Image processing
                        304     Operating systems
                        299     Process/numerical control
                        385     Networks/communications
                        236     Graphics
                        174     Graphical user interface
                        134     Database
                        189     Engineering
                         62     Artificial intelligence
                         95     Word processing
                        114     Financial / management
                        112     Computer aided software engineering
                        208     Medical
                        100     CAE / Circuit Design
                        104     CAD / Computer aided design
                        111     Security
                        147     Signal processing
                         68     Neural networks
                         61     Compression
                        150     Automobiles
                         30     Geophysical
                         38     Numerical analysis
                         47     Multiprocessing
                         64     Speech recognition/synthesis
                        105     Office automation
                         45     Natural language analysis
                         42     Character recognition
                         70     Distributed processing
                         65     Navigation
                         64     Pattern recognition
                         41     Biology
                         40     Algorithms
                         27     Simulation
                         65     Robotics
                         35     Fuzzy logic
                         38     Object oriented programming
                         77     Physics
                         25     Vision
                         18     Parallel programming
                         49     Music
                         35     Chemistry
                         23     Education
                         28     Games
                          7     Spreadsheets
                          4     Biotechnology
                         14     Virtual reality






             Leading corporate software patent assignees for patents
                 awarded January to October 1994  (total = 3334)
                              (* = Japanese company)


                              299   IBM
                              138   *Hitachi
                               88   DEC
                               80   Xerox & Fuji Xerox
                               77   *Toshiba
                               75   Hewlett-Packard
                               61   ATT Bell Laboratories
                               53   *Fujitsu
                               49   *Matsushita Electric Industrial
                               48   *Mitsubishi Denki Kabushiki Kaisha
                               48   *Canon Kabushiki Kaisha
                               47   Motorola
                               40   *Ricoh
                               36   General Electric
                               34   *Fanuc
                               32   *NEC
                               30   Eastman Kodak
                               29   *Sharp Kabushiki Kaisha
                               23   Intel
                               23   *Brother Kogyo Kabushiki Kaisha
                               22   *Yamaha
                               20   Sun Microsystems
                               20   *Sony
                               18   Siemens Aktiengesellschaft
                               18   Hughes Aircraft
                               17   *Honda
                               17   Bell Communications Research
                               16   Samsung Electronics
                               16   Texas Instruments
                               16   U.S. Navy
                               16   Westinghouse Electric
                               15   Honeywell
                               15   Apple Computer
                               14   *Fuji Photo Film
                               14   *Casio Computer
                               12   Unisys
                               11   E. I. Du Pont de Nemours
                               11   Picker International
                               11   *Zexel
                               11   *Nissan Motor
                               11   *Dainippon Screen Manufacturing
                               10   Microsoft
                                9   Ford Motor
                                9   *Konica
                                8   Compaq Computer
                                8   VLSI Technology
                                8   *Pioneer Electronic
                                8   Pitney Bowes
                                8   Schlumberger Technology
                                8   *Seiko Epson
                                8   *Toyota Jidosha Kabushiki Kaisha


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