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Very worth reading djf -- Political interference with scientific committees
From: Dave Farber <dave () farber net>
Date: Mon, 13 Oct 2003 11:06:50 -0400
Delivered-To: dfarber+ () ux13 sp cs cmu edu Date: Mon, 13 Oct 2003 09:42:31 -0500 From: Don Norman <norman () nngroup com> Subject: Political interference with scientific committees To: dave () farber net Organization: Nielsen Norman group Dave Four colleagues of mine, all members of the National Research Council's Committee on Human factors, have written an article to be published in the Bulletin of the Human factors and Ergonomics Society, critical of the way that the current government is interfering with the selection of scientific experts on study panels. I think it deserves the wide circulation and discussion your list generates. Alas, the article is really long, much longer than the normal material you circulate. And it is not available on a website. (I do have their permission to forward it to you.) I have pasted article from the Word file below. Do with it as you will. Don Donald A. Norman Nielsen Norman Group http://www.nngroup.com norman () nngroup com http://www.jnd.org Prof. Computer Science and Psychology Northwestern University, norman () northwestern edu --------------------------- Defending the Independence of the Science of Human Factors and Ergonomics By Raja Parasuraman, Peter Hancock, Robert Radwin, and William Marras This article continues the occasional series of reports on the activities of the National Research Council (NRC) Committee on Human Factors (CoHF). The CoHF is a standing committee of the National Academy of Sciences established to advise the federal government on various policy matters involving Human Factors and Ergonomics (HF/E). In this report we discuss recent developments concerning the imposition by the current administration of a political agenda upon the deliberations of science in general, and HF/E in particular. These disturbing developments raise a number of serious concerns that threaten the independence of the science of HF/E. The goal of politics is the pursuit of justice through the exercise of shared power. The goal of science is the search for empirical truth. In principle, politics shares that goal. In theory science informs public policy decisions that are legislated; in practice, politicians often focus on the exercise of shared power. As a result, many feel that science and politics should be kept separated as much as is feasible, as in the separation of Church and State. Yet, in the past there have been political decisions that were made contingent upon information derived from the scientific state-of-the-art. At the same time, scientific study is not possible without drawing on the popular purse-the taxpayer's dollar-which is under the control of politicians. Much as some would like to maintain a pristine separation between science and politics, therefore, there is inevitable interaction, which must as a consequence, be monitored carefully. As scientists we are often loath to do this, for it means leaving the ivory tower of academia to sample the perceived muddy waters of politics. Recent events indicate that we must do so. The events are disturbing because they seriously threaten the independence of the science and practice of HF/E. Our purpose here is not simply to apprise the membership of these developments but to solicit their active response to this situation, which we believe represents a dangerous trend that must be systematically opposed. In science, the degree to which one's opinion is influential is (or at least should be) contingent upon how one's ideas and notions conform to testable reality. Politicians sometimes create the reality for themselves and the power of opinion is contingent upon just that-power. Over the centuries, we have collectively observed the disastrous outcome when power seeks to impress its opinion on reality. From the inquisition of Galileo, through the famines of Lysenkoism, to the more recent pithy observations of Richard Feynman on the 'Challenger' disaster, we know that when political expediency triumphs over scientific knowledge we have trodden the first steps along the road to failure. It is not up to politicians to recognize this (after all, they are politicians). It is up to scientists to continuously bring this recipe for disaster before the public eye and this we seek to do here. A Dangerous Trend As described in the 15th November, 2002, issue of the journal Science (Ferber, 2002), the current administration has engaged in political screening of appointees to peer review study sections that are charged with evaluating the scientific merits of research proposals on HF/E issues in the workplace. One of the primary funding sources for research in HF/E is the National Institute for Occupational Safety and Health (NIOSH). Scientific proposals are reviewed by their different study sections which include those that examine occupational injuries. The Department of Health and Human Services which oversees these efforts has been accused of partisan actions. Specifically, "the department has rejected three people who were proposed by science administrators at the National Institute of Health (NIH) which manages the study section - "at least one" for her support of an ergonomics rule that was overturned last year by the Bush Administration." The article goes on to indicate who these individuals were and further discusses the process of 'screening' whereby potential study section members were quizzed as to their political opinions prior to appointment-or not. Of course, these activities go to the very heart of scientific independence. However, if this were only one case it might be an individual outlier and represent an exception. Unfortunately, this is not so (Rosenthal et al, 2002). There is now mounting evidence of systematic attempts to infiltrate political opinion into scientific deliberation. As one might imagine, this has become an extremely controversial issue with the standard fare of accusations and counter-accusations whirling around the political scene (see Weiss, 2003). However, when prestigious scientific journals such as Science, Nature, and the New England Journal of Medicine express significant concern, we can see the HF/E issue as only one amongst many threats to the impartiality of scientific information. The editors of the Lancet are quoted as warning against the "growing evidence of explicit vetting of appointees to influential [scientific] panels on the basis of their political or religious opinions." In part response to this concern, the CoHF, of which one of us (R.P.) is Chair, recently prepared a letter to Bruce Alberts, the President of the National Academy of Sciences, in order to express the present concerns. It reads, in part "Science must not be contaminated by politics. Our concern is with the precedent that such actions set. If these trends are allowed to continue, it is clear that science in our country will not be influenced by appropriate evaluations that are consistent with the scientific process and an essential search for truth, but rather will evolve to become an appendage to the opinion of whatever political faction temporarily holds sway" (Parasuraman, 2003). When political pressure infiltrates the peer review process by excluding otherwise qualified scientists because of their political views, by "stacking the deck" with only those scientists who support the current Administration's political agenda, the scientific process becomes contaminated. Such single-sided bias in the selection of scientific juries inhibits the greater good of the pursuit of knowledge and suppression of scientific inquiry in certain areas by making political agendas part of the scientific review. The poet W. H. Auden wrote that, "The belief that politics can be scientific must inevitably produce tyrannies. Politics cannot be a science, because in politics theory and practice cannot be separated, and the sciences depend upon their separation.... Empirical politics must be kept in bounds by democratic institutions, which leave it up to the subjects of the experiment to say whether it shall be tried, and to stop it if they dislike it, because, in politics, there is a distinction, unknown to science, between Truth and Justice." In this short article we cannot examine all the ramifications of the issue, but we wished first to bring the seriousness of the situation to the membership. Simple protest may be insufficient. One important question that emerges is "What can we as a professional Society do in the face of these developments?" The corollary is to examine what individual concerned scientists can do about such growing infringements. A Path Ahead Our aim in this article has been simply to point out the threat to the independence of the science of HF/E. We wish to allay the fears of any members by categorically stating that we are not engaged in a partisan effort. Our concern here is not with one particular administration as compared to another. Rather, our defense of science is without concern for specific incumbents since we would expect to protect the independence of science regardless of the stripe of those who held political power. Whenever this threat arises, which it does quite frequently, it is our responsibility for the greater good to protect the purity of process as much as is possible. Not in response to the momentary vagaries of any one political situation but for the fundamental betterment of all. In large part politicians come from a background in law where precedent holds significant sway and all is open to dispute. Science shares some of these characteristics. However, in respect of certain fundamental properties of reality, our knowledge is sufficiently sure that disputes, while always still possible, are largely puerile. An argument in science is not judged by its polemic qualities but by the degree to which it accords with empirical evidence. If certain politicians believe they can judge the issues of science from their own reference frame, they are sadly misinformed and our whole Society will pay a bitter price for such misjudgments. Our Society and all HF/E professionals in general would do well to monitor how other organizations, including scientific societies are addressing this matter. For example, the Public Policy Office of the American Psychological Association has examined some of the issues concerning the appointment of scientists to advisory boards and study panels. There is also an ongoing investigation of the issues surrounding appointments to advisory councils that is being conducted by the Government Accounting Office (GAO). The GAO has defined 3 researchable questions that will guide their investigation: (1) What is the role of advisory councils government-wide in helping shape policies and regulations? (2) What policies and procedures are in place to ensure that advisory councils provide balanced advice? (3) Are there any improvements to be made in those policies and procedures? The GAO report, due in January 2004, will provide recommendations pertaining to the questions and may identify some of the actions that could be taken to avoid future allegations of inappropriate vetting of scientific advisors seeking appointment to advisory panels. Individuals who may have information relevant to this issue may wish to contact the GAO as they conduct their investigation. As these and other organizations look at the issues more closely, procedures for assuring that future scientific appointments are made in a fair and politically neutral way may emerge (Kennedy, 2003). In Conclusion The suppression of empirical truth in any form is anathema to science. When science is invoked in any fashion to inform public decision making, the critical premise is that no such suppression has occurred. Attempts to pervert scientific input and promote partisan interests may succeed on a very brief time scale. This could accrue through the control or banning of dissenting opinion (see Michaels et al, 2002). However, the long-term costs of such a strategy are catastrophic. History tells us that the Empires of the past have fallen in ever shorter time frames. The current world leadership of the United States is predicated upon its technical superiority founded upon its pre-eminence in scientific achievement. Political interference to the process of scientific arbitration, whilst possibly viewed by certain politicians as a pragmatic necessity, is a sure recipe for disaster. There is no quicker way for America to lose its status in the world than to poison the wells of Science. The actions that have been taken by the present incumbents and noted here are sadly evident of this miscalculation. Hopefully, our collective voice can dissuade those presently in power from this tragic course. References Auden, W. H. (1970). "Tyranny," A Certain World, New York, Viking Press. Ferber, D. (2002). HHS intervenes in choice of study section members. Science, 298, 1323. Kennedy, D. (2003). "Well they were doing it too." Editorial, Science, 302, 17. Michaels, D., Bingham, E., Boden, L., Clapp, R., Goldman, L.R., Hoppin, P., Krimsky, S., Monforton, C., Ozonoff., & Robbins, A. (2002). Advice without dissent. Science, 298, 703. Parasuraman, R. (2003). Issues of scientific integrity and political interference. Letter prepared to Bruce Alberts, President of the National Academy of Sciences, Washington, DC. Rosenthal, M.B., Berndt, E.R., Donohue, J.M., Frank, R.G., & Epstein, A.M. (2002). Promotion of prescription drugs to consumers. New England Journal of Medicine, 346 (7), 498-505. Weiss, R. (2003). Bush misuses science, report says. Washington Post, August 8th, 2003, A15. Raja Parasuraman, Ph.D. is Professor of Psychology at the Catholic University of America, Washington DC. Peter Hancock, Ph.D. is Professor of Psychology at the University of Central Florida, Orlando, FL. Robert Radwin, Ph.D. is Professor of Biomedical Engineering at the University of Wisconsin, Madison, WI. William Marras, Ph.D. is Professor of Industrial Engineering at Ohio State University, Columbus, OH. All four authors of this article are members of the NRC Committee on Human Factors. Thanks to Anne Mavor, Staff Director of the CoHF, and Geoff Mumford, Director for Science Policy of the Public Policy Office of the American Psychological Association, for their helpful comments.
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- Very worth reading djf -- Political interference with scientific committees Dave Farber (Oct 13)